What is Compliance law?
Compliance law in South Africa refers to the legal framework and regulations that individuals, businesses, and organizations must adhere to in order to ensure that they are operating within the boundaries of the law. Compliance laws are designed to promote ethical conduct, protect the rights and interests of individuals, and maintain the integrity of various industries and sectors. Compliance encompasses a wide range of legal requirements, and it varies depending on the specific industry, sector, and activity.
How are we can help you
SNR Associates Inc is your trusted ally in ensuring the compliance of Financial Services Providers (FSPs) in South Africa. Our firm excels in managing all aspects of FSP compliance, ranging from initial registration with the Financial Sector Conduct Authority (FSCA) to the facilitation of quarterly assessment meetings. We believe in proactive engagement to forestall compliance issues and safeguard the reputation of your FSP. Our seasoned compliance officers offer the expertise and guidance needed to navigate the intricate regulatory landscape. With SNR Associates Inc, you can rest assured that your FSP is compliant with the latest regulations, allowing you to focus on serving your clients and advancing your business with confidence.
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Frequently Asked Questions
While only FSPs with 1 or more representatives are legally required to have a Compliance Officer, a Compliance Officer is a valuable asset to any FSP. Compliance Officers, through their quarterly assessment reports are able to assess the current needs of your FSP and have both the knowledge and experience in the field to assist you.
As there are many Circulars issued by the Financial Services Conduct Authority on a regular basis it is necessary for an FSP to maintain a Compliance Officer to remain compliant. While compliance can be achieved, it is the duty of the Compliance Officer and yourself to ensure that your FSP that ongoing monitoring takes place.
